Compliance Officer
- 求人番号
- NJB2358766
- 採用企業名
- 外資系アセットマネジメント会社
- 職種
-
法務・知財 - 法務
内部統制・監査 - 内部統制・SOX・コンプライアンス
- 雇用形態
- 無期雇用
- 勤務地
-
東京都
- 仕事内容
-
The Compliance Officer is a senior individual contributor role responsible for independently managing key compliance activities for Russell Investments Japan. The role plays a critical part in ensuring adherence to Japanese regulatory requirements and internal policies, while working closely with regional and global Compliance, Legal, HR, and business teams.
■休日:完全週休二日制, 土, 日, 祝日, 年末年始
- 求める経験
年齢制限の理由 -
Preferred Background, Skills, and Qualifications
・ A minimum of 6 to 10 years of professional experience in compliance within an asset management company (experience of fewer than 5 years is unlikely to meet the requirements for this role).
・ Strong knowledge of Japanese regulatory requirements applicable to asset management and investment funds.
・ Demonstrated experience in reviewing marketing and distribution materials is essential.
・ Experience with regulatory filings and interactions with supervisory authorities is required.
・ Experience in investment guideline monitoring and oversight of outsourced managers is highly desirable.
・ Business-level proficiency in English, with the ability to communicate effectively in writing and participate in discussions with regional and global stakeholders.
・ Strong interpersonal skills and a collaborative mindset, with the ability to work effectively as part of a team while maintaining appropriate independence as a compliance professional.
■職種未経験者:不可
- 想定年収
- 1000万円 - 1400万円
- 語学力
-
英語力:中級以上
- 受動喫煙対策
- 就業場所 全面禁煙
- 受動喫煙対策詳細
