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求人情報詳細

Compliance Officer

求人番号
NJB2358766
採用企業名
外資系アセットマネジメント会社
職種

法務・知財 - 法務
内部統制・監査 - 内部統制・SOX・コンプライアンス

雇用形態
無期雇用
勤務地
東京都
仕事内容

The Compliance Officer is a senior individual contributor role responsible for independently managing key compliance activities for Russell Investments Japan. The role plays a critical part in ensuring adherence to Japanese regulatory requirements and internal policies, while working closely with regional and global Compliance, Legal, HR, and business teams.


■休日:完全週休二日制, 土, 日, 祝日, 年末年始

求める経験
年齢制限の理由

Preferred Background, Skills, and Qualifications
・ A minimum of 6 to 10 years of professional experience in compliance within an asset management company (experience of fewer than 5 years is unlikely to meet the requirements for this role).
・ Strong knowledge of Japanese regulatory requirements applicable to asset management and investment funds.
・ Demonstrated experience in reviewing marketing and distribution materials is essential.
・ Experience with regulatory filings and interactions with supervisory authorities is required.
・ Experience in investment guideline monitoring and oversight of outsourced managers is highly desirable.
・ Business-level proficiency in English, with the ability to communicate effectively in writing and participate in discussions with regional and global stakeholders.
・ Strong interpersonal skills and a collaborative mindset, with the ability to work effectively as part of a team while maintaining appropriate independence as a compliance professional.


■職種未経験者:不可

想定年収
1000万円 - 1400万円
語学力
英語力:中級以上
受動喫煙対策
就業場所 全面禁煙
受動喫煙対策詳細

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